Tower Amendment

Results: 120



#Item
71Financial regulation / United States securities law / Law / U.S. Securities and Exchange Commission / Rulemaking / Government / Securities Exchange Act / Tower Amendment / Investor Protection and Securities Reform Act / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States administrative law

Notice of Filing and Immediate Effectiveness of Amendments to Rule A-7, on Assessments, and Rule A-8, on Rulemaking Procedures

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Source URL: www.sec.gov

Language: English - Date: 2010-11-12 15:32:47
72United States securities law / Municipal Securities Rulemaking Board / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial system / Economy of the United States / Tower Amendment / Financial regulation / Self-regulatory organizations / Electronic Municipal Market Access

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-05-08 10:30:16
73Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Law / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Self-regulatory organizations / United States securities law / Financial regulation

Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-20, on Gifts and Gratuities, and MSRB Rule G-8, on Recordkeeping; Rel. No[removed], File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-10-04 19:04:10
74United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Law / Rulemaking / Government / Securities Exchange Act / Tower Amendment / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

Notice of Withdrawal of Proposed Interpretive Notice Concerning the Application of Rule G-17 to Municipal Advisors

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Source URL: www.sec.gov

Language: English - Date: 2011-09-27 08:11:03
75United States securities law / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Federal Reserve System / Investor Protection and Securities Reform Act / Tower Amendment / Financial regulation / Self-regulatory organizations / Municipal Securities Rulemaking Board

Order Granting Approval of Proposed Rule Change Consisting of Amendments to Rule A-3, on Membership on the Board

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Source URL: www.sec.gov

Language: English - Date: 2011-01-26 12:39:13
76Government / United States securities law / U.S. Securities and Exchange Commission / Securities Exchange Act / Self-regulatory organization / Rulemaking / Solicitation / Tower Amendment / Law / Municipal Securities Rulemaking Board / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-05-02 17:13:51
77U.S. Securities and Exchange Commission / Law / Self-regulatory organization / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Municipal Securities Rulemaking Board / United States securities law / Financial regulation

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission

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Source URL: www.sec.gov

Language: English - Date: 2005-09-23 16:39:15
78Financial regulation / Law / U.S. Securities and Exchange Commission / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Electronic Municipal Market Access / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States securities law

Order Approving Proposed Rule Change Regarding Amendments to Rule G-40, on Electronic Mail Contacts, and Form G-40; Rel. No[removed], File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-08-01 18:04:18
7973rd United States Congress / United States Securities and Exchange Commission / Law / Self-regulatory organization / U.S. Securities and Exchange Commission / Government / Rulemaking / Securities Exchange Act / Tower Amendment / Financial regulation / United States securities law / Municipal Securities Rulemaking Board

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-05-16 19:16:15
8073rd United States Congress / United States Securities and Exchange Commission / Law / U.S. Securities and Exchange Commission / Self-regulatory organization / Government / Rulemaking / Securities Exchange Act / Tower Amendment / United States securities law / Municipal Securities Rulemaking Board / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-10-31 17:15:49
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